exhanges

  1. Nicole Seaman

    P1.T3.21.10. Exchanges and OTC Markets

    Learning objectives: Describe how exchanges can be used to alleviate counterparty risk. Explain the developments in clearing that reduce risk. Describe netting and describe a netting process ... Describe the role of collateralization in the OTC market and compare it to the margining system...
    • Nicole Seaman
    • Thread
    • clearing collateralization counterparty-risk exhanges margining-system netting otc-market special-purpose-vehicle
    • Replies: 0
    • Forum: FRM® Practice Questions
  2. Nicole Seaman

    P2.T9.504. How Do Exchanges Control the Risk of High Speed Trading?

    Learning objectives: Explain the pre-trade risk controls used by exchanges. Describe offerings exchanges make to their clients to help manage risk. Describe monitoring for and mitigation of abnormal trading and market manipulation. Questions: 504.1. Each of the following is an example of a...
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