due-diligence

  1. Nicole Seaman

    P2.T9.21.14. Hedge fund due diligence

    Learning objectives: Identify reasons for the failures of hedge funds in the past. Explain elements of the due diligence process used to assess investment managers. Identify themes and questions investors can consider when evaluating a hedge fund manager. Describe criteria that can be evaluated...
  2. Nicole Seaman

    P2.T7.811. The risks that arise from outsourcing to third-party service providers

    Learning objectives: Explain how risks can arise through outsourcing activities to third-party service providers, and describe elements of an effective program to manage outsourcing risk. Explain how financial institutions should perform due diligence on third-party service providers. Describe...
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